
Securities fraud is a serious accusation, and if you’re facing such a charge, you’re probably scared, confused, or even angry. That’s completely normal. These charges don’t just threaten your reputation. They threaten your career, your dom, and your future.
At the John T. Floyd Law Firm, we understand what you’re going through. With nearly 30 years of experience, John T. Floyd is a Board-Certified Houston Texas Criminal Defense Lawyer who has stood beside people accused of serious financial crimes. If you’re under investigation or already charged, you’re not alone, and there are ways to fight back.
What to Do If You’re Accused of Securities Fraud
If you’ve been accused of securities fraud, don’t panic, but don’t wait either. Stay calm, and don’t talk to investigators or hand over any papers without speaking to a Houston criminal defense lawyer first. What you say early on can affect your whole case.
Securities fraud means someone believes you lied or hid the truth during a financial deal. This might include:
- Misleading investors
- Insider trading
- Falsifying reports
- Running a Ponzi scheme or pump-and-dump scam
Not every mistake is a crime. Sometimes people get blamed just for being connected to someone under investigation. That’s why having a Houston Texas security fraud defense attorney is so important. A skilled criminal defense lawyer in Houston can protect your future and speak up for you.
Federal vs. State Securities Fraud Allegations
Some securities fraud cases are handled by the state of Texas, while others are investigated at the federal level by agencies like the SEC or FBI.
Federal cases are usually more complicated and often come with tougher penalties, including the possibility of prison time. It’s important to understand which type of case you’re facing, as each follows different rules and procedures.
How a Criminal Defense Lawyer Defends Against Securities Fraud
When you’re facing securities fraud charges, a defense lawyer starts by asking key questions. What proof does the government have? Did investigators make mistakes? Are there parts of the story they got wrong?
A securities fraud defense attorney looks closely at the facts—checking financial records, reviewing what witnesses said, and challenging how the case was built. You don’t have to prove you’re innocent. It’s the government’s job to prove you’re guilty, and that’s not always easy if their case has problems.
This kind of defense takes skill and experience. John T. Floyd has been doing this work for nearly 30 years and knows how to fight back when your future is on the line.
Common Defenses to Securities Fraud Allegations

Every case is different, but some possible defenses include:
- You didn’t know the information was confidential
- There was no intent to deceive or defraud
- The allegations are based on incomplete or misunderstood evidence
- You were falsely accused by a partner, employee, or competitor
An experienced Texas security fraud defense lawyer will explore all these angles and more.
Talk to a Houston Texas Criminal Defense Lawyer Today
This isn’t just about a charge; it’s about your life. You’ve worked hard to build your career, and one accusation should not define your future. If you’re under investigation or facing securities fraud charges, now is the time to act.
John T. Floyd, an experienced Houston Texas securites fraud defense attorney, is ready to listen, fight for you, and protect what matters most.
Contact the John T. Floyd Law Firm by calling (713) 224-0101 or reach out to us online to get started.


